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Compliance Division - Implementation & jobs at Goldman Sachs in United States, Utah, Salt Lake City
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United States
Utah
Salt Lake City
5 jobs found
15.05.2024
GS
Goldman Sachs Compliance FCC - Conduct Integrity Associate United States, Utah, Salt Lake City
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Managing conduct risk-related data feeds, sources and archives that support and enable the firm’s conduct outcome inventory and conduct risk monitoring platform. Generating conduct risk metrics and associated reporting to...
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10.05.2024
GS
Goldman Sachs Compliance E-Communications Surveillance Analyst/Associate United States, Utah, Salt Lake City
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Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance, and the misuse of confidential information (among other risks). Identify, document and resolve potential regulatory/compliance issues. Partner with Business...
15.05.2024
GS
Goldman Sachs Compliance FCC-Government Sanctions Associate Salt Lake City United States, Utah, Salt Lake City
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Assist management and coordination of the team’s day-to-day reference data screening process, ensuring smooth, prompt, and accurate execution. Conduct reviews of sanctions alerts that result from the firm’s transaction and...
07.05.2024
GS
Goldman Sachs Compliance Employee Services Regulatory Reporting United States, Utah, Salt Lake City
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Interpreting securities laws regulations. Reviewing disciplinary matters for purposes of reporting to various regulators. Active monitoring and data surveillance to identify reportable events. Drafting disclosure language and preparation of regulatory...
07.05.2024
GS
Goldman Sachs Compliance FCC- Market Surveillance Vice President Salt Lake... United States, Utah, Salt Lake City
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Description:Full job details
Identify potential insider trading, information barrier, and market manipulation scenarios through investigations and analysis of trading alerts. Research market-moving events and create market color, conduct an analysis of the trading...
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Description:Full job details
Managing conduct risk-related data feeds, sources and archives that support and enable the firm’s conduct outcome inventory and conduct risk monitoring platform. Generating conduct risk metrics and associated reporting to...
These jobs might be a good fit
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