Compliance Division - Implementation & jobs at Goldman Sachs in United States, Utah, Salt Lake City
Discover your perfect match with Expoint. Search for job opportunities as a Compliance Division - Implementation & in United States, Utah, Salt Lake City and join the network of leading companies in the high tech industry, like Goldman Sachs. Sign up now and find your dream job with Expoint
Company (1)
Job type
Job categories
Job title (1)
United States
Utah
Salt Lake City
5 jobs found
15.05.2024
GS
Goldman Sachs Compliance FCC - Conduct Integrity Associate United States, Utah, Salt Lake City
Managing conduct risk-related data feeds, sources and archives that support and enable the firm’s conduct outcome inventory and conduct risk monitoring platform. Generating conduct risk metrics and associated reporting to...
Assist management and coordination of the team’s day-to-day reference data screening process, ensuring smooth, prompt, and accurate execution. Conduct reviews of sanctions alerts that result from the firm’s transaction and...
Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance, and the misuse of confidential information (among other risks). Identify, document and resolve potential regulatory/compliance issues. Partner with Business...
Interpreting securities laws regulations. Reviewing disciplinary matters for purposes of reporting to various regulators. Active monitoring and data surveillance to identify reportable events. Drafting disclosure language and preparation of regulatory...
Identify potential insider trading, information barrier, and market manipulation scenarios through investigations and analysis of trading alerts. Research market-moving events and create market color, conduct an analysis of the trading...
Managing conduct risk-related data feeds, sources and archives that support and enable the firm’s conduct outcome inventory and conduct risk monitoring platform. Generating conduct risk metrics and associated reporting to...
Find your dream job in the high tech industry with Expoint. With our platform you can easily search for Compliance Division - Implementation & opportunities at Goldman Sachs in United States, Utah, Salt Lake City. Whether you're seeking a new challenge or looking to work with a specific organization in a specific role, Expoint makes it easy to find your perfect job match. Connect with top companies in your desired area and advance your career in the high tech field. Sign up today and take the next step in your career journey with Expoint.