Goldman Sachs Risk Review – Regulatory Obligations 

United States, Texas, Dallas 

958012987

Regulatory Obligations Review Group (RORG) is a second line function within Risk that independently reviews and challenges the firm’s end-to-end approaches supporting the initial and ongoing compliance with regulatory requirements under RORG’s remit. The independent verification process will help detect and identify potential issues with conformance with regulatory instructions, data quality, and reporting accuracy.

RESPONSIBILITIES

• Develop an understanding of firm’s regulatory reporting requirements including Capital Planning processes and controls supporting the reporting process and systems
• Execute and manage independent reviews of the various regulatory reports filed by the Firm including verification of the regulatory instructions, data accuracy/ aggregation and reporting compliance
• Interpretation and application of the regulatory reporting rules
• Provide effective challenge of stakeholder process(es) to achieve desired outcomes
• Liaise across relevant business, technology to prioritize risks, challenge decisions, assumptions and drive appropriate risk response
• Develop and maintain effective and constructive stakeholder relationships
• Communicate findings, action items to key stakeholders and independently validate remediation plans

SKILLS AND RELEVANT EXPERIENCE

• Minimum of five (5) years experience
  • Internal or external audit (Big 4) experience with exposure in Financial Services sector
  • Quality Assurance experience in U.S. Regulatory Reports
  • Experience in U.S. Regulatory Reporting Control
• Knowledge of U.S. Regulatory Reports, financial products, US GAAP
• Excellent verbal and written communication skills with ability to articulate complex issues clearly and concisely
• Strong leadership & project management skills
• Strong analytical & organizational skills
• Attention to detail
• Proficiency in Microsoft Office applications